Appendix A: Key Terms

  • Financial Service Provider

  • Underwriter

  • Seller

  • Buyer

  • Foundation

  • Financial Instrument

  • Issuance of Financial Instrument

  • Engagement

  • Collateral

  • Initiated

  • Active

  • Complete

  • Delinquent

  • Vesting

  • Financial Market

  • Financial System

  • PIPE

  • ESOP

  • Lock-up

  • Loan

  • Loan-to-Value